News

On October 22, 2020, the SEC entered an order against a private equity fund adviser (that is also an exempt reporting adviser) for failing to accurately discount management fees as described in a managed fund’s limited partnership agreement (“LPA”).

We are less than a week from a presidential election, with control of Congress in play. Meanwhile, shifts in state legislatures have the potential to change the direction of policymaking and impact the redistricting process. And, 11 gubernatorial elections are on 2020 ballots.

Our Virtual Regional Healthcare Compliance Conferences provide updates on the latest news in regulatory requirement, compliance enforcement, and strategies to develop effective compliance programs.

Have you ever had this scenario – multiple team members from different groups come to you frustrated because the working relationship between their groups is “broken?” Legal is saying they aren’t getting what they need, IT says they are providing what’s asked, and finance doesn’t understand why w

2020 UPDATE: Now that school is back in session, universities and colleges around the country are having to face a difficult task: risk management in the time of COVID-19....
By: Cohen Seglias Pallas Greenhall & Furman PC

As analytic workflows become more sophisticated, the question is no longer when should your case team use technology-assisted review (TAR) – but rather, when shouldn’t your case team use TAR.

The Annual Gathering for the Global Anti-Corruption Community - Exclusive Interview with President of Microsoft at FCPA DC - The world has reached an inflection point in which digital technology is being used as both a powerful tool and formidable weapon.

Thinking you should take it easy on your employees – maybe even yourself – during this crazy pandemic season of work-life? Pump the brakes on that thought for a second!

As the whole world counts down to the US election, Tom and Jay are back to look at top compliance articles and stories which caught their eye this week....
By: Thomas Fox

We have been getting accountability all wrong in the compliance profession. It's not a set of tasks - it's a way of thinking and it has to come from the heart as well as the head.

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